Senior Airman Brennen J. Patterson served in the U.S. Air Force and stood before a general court-martial convened at Joint Base San Antonio–Fort Sam Houston, Texas. The military judge accepted Patterson’s plea, pursuant to a plea agreement, to one specification of illegal transportation of an alien within the United States in violation of 8 U.S.C. § 1324(a)(1)(A)(ii) as assimilated under Article 134, UCMJ. The judge sentenced Patterson to a bad-conduct discharge, three months’ confinement, forfeiture of all pay and allowances, and reduction to the grade of E-1. The convening authority took no action on the findings but suspended the forfeitures and waived certain automatic forfeitures.
Patterson’s plea agreement withdrew and dismissed with prejudice additional charges, including conspiracy and carrying a handgun during criminal activity. Patterson raised seven issues on appeal:
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Whether the court-martial lacked subject-matter jurisdiction.
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Whether the specification failed to state an offense.
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Whether the military judge abused her discretion in accepting a plea to a knowing mens rea.
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Whether Patterson’s guilty plea was overall improvident.
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Whether trial defense counsel were ineffective in advising on maximum punishment.
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Challenges regarding application of 18 U.S.C. § 922(g) (firearms disqualification).
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Whether his sanity board (competency evaluation) was improperly conducted.
The court rejected jurisdictional and sufficiency complaints, reasoning that the military had authority to try assimilated violations of 8 U.S.C. § 1324 and that the specification alleged sufficient facts to state an offense. Regarding mens rea, the panel held that the judge did not abuse her discretion by accepting Patterson’s plea to reckless disregard, even though the plea paperwork recited knowledge—because the record showed Patterson understood and admitted he acted in reckless disregard of the alien’s status. The appellate judges remedied any scrivener’s error by excepting language asserting a knowing mens rea that Patterson did not actually admit.
The court found that the military judge erred in calculating the maximum punishment based on facts neither pleaded nor proven; nonetheless, the court concluded the error did not render Patterson’s plea improvident because there was no reasonable likelihood he would have rejected the plea if properly advised. The court also denied relief on claims of ineffective assistance related to punishment advice, firearms collateral consequences, and the sanity board.
Factual narrative: On or about 12 June 2023, Patterson traveled from San Antonio into rural Zavala County, Texas, in response to messages from an individual identified as “MV.” MV instructed Patterson to pick up and transport unnamed persons for payment. Patterson drove to a remote location near the Mexican border, honked his horn as directed, and eight individuals—including BTF, a Mexican national unlawfully present in the United States—entered his vehicle. Patterson transported them back toward San Antonio. A Dimmit County Sheriff’s Deputy stopped Patterson for a traffic violation; during the stop, seven of the passengers fled into brush. BTF was apprehended and Patterson admitted to law enforcement he had been transporting the individuals for $1,500 per person. A subsequent search revealed a loaded handgun in Patterson’s vehicle.
During the plea inquiry, Patterson admitted that he did not initially know BTF was an alien unlawfully present, but that he became suspicious based on contextual factors (location, multiple individuals emerging from brush, only Spanish spoken, etc.). He agreed a reasonable person in his position would have understood the alien’s status and taken additional steps to determine legality, and he affirmed he recklessly disregarded that fact.
II. Legal and Strategic Issues for Defense Counsel at Cave & Freeburg
Attorneys at Cave & Freeburg advising a client in a similar case would focus on multiple critical areas:
A. Subject-Matter Jurisdiction and Charge Drafting
Counsel must evaluate whether the specification properly alleges all statutory elements, including “in furtherance of such violation of law,” which is part of 8 U.S.C. § 1324(a)(1)(A)(ii). Patterson’s case involved omission of that phrase, and appellate counsel should anticipate and address such arguments. Defense counsel should analyze relevant precedent interpreting requirements for assimilated federal offenses and ensure proper elements are understood and resolved during plea negotiations or pretrial motions.
Strategic Implication: Early briefing on specification defects could preserve an appellate issue. Counsel should prepare arguments on mis-charging errors and whether omissions are jurisdictional or subject to plain error review. Formal motions before trial might compel corrections and potentially prevent conviction on a deficient specification.
B. Plea Colloquies and Mens Rea Clarity
The court clarified that a judge may accept a plea to reckless disregard vs. knowing mens rea if the accused clearly admits the lesser culpability. Cave & Freeburg should prepare thorough plea discussions to ensure the record reflects a defendant’s understanding and admission of the correct mens rea, avoiding ambiguity. Defense counsel must push for a full providence inquiry that distinguishes between “knowing” and “reckless disregard” and accurately reflects the government’s burden.
Strategic Implication: Meticulous control of plea colloquies reduces grounds for appeal and potential vacatur. Crafting clear stipulations ensures appellate counsel can defend against improvidence claims.
C. Maximum Punishment and Advising Clients
The appellate court found an error in advising Patterson on maximum punishment, but held the plea remained valid because the misstatement did not reasonably impact his decision. Counsel must precisely calculate maximum punishments based on spec charges, plea agreements, and possible enhancements or ancillary consequences (e.g., immigration or firearms disqualification). Defendants must understand punishment ceilings to make a knowing and voluntary plea. Defense counsel should document advice thoroughly.
Strategic Implication: Clear documentation of punishment advice is vital to defend against future claims of ineffective assistance. Counsel should also explain collateral consequences (immigration, firearms disabilities) that fall outside direct sentencing but affect life after service.
D. Competency and Mental State Evaluations
Patterson contested his sanity board process. Defense counsel should assess competence to stand trial and raise appropriate motions under R.C.M. 909 and 706 if concerns arise. Counsel must advocate for proper evaluations and, where mental conditions affect comprehension of pleas or waiver of rights, litigate those issues explicitly.
Strategic Implication: Establishing a record of concern (and compelling evaluation outcomes) helps both at trial and on appeal. Counsel should resist perfunctory competency certifications.
E. Trial and Appellate Coordination
Defense at Cave & Freeburg should integrate trial and appellate strategies. Record development on contested elements, notice, and plea intelligence aids appellate defense. If an issue arises later (e.g., specification legality, mens rea contention, ineffective assistance), appellate counsel can exploit preserved record points. Planning and preserving issues at trial maximizes appellate options.
III. Conclusion
United States v. Patterson illustrates the need for precision at all stages of military criminal defense: specifying charges that fully allege elements, conducting rigorous pleas and colloquies, advising clients comprehensively on punishments and consequences, and evaluating competency. Lawyers at Cave & Freeburg advising a client in this context must anticipate legal challenges at both trial and appellate levels and structure defensive strategies accordingly, focusing on record development and rigorous legal argumentation to safeguard clients’ rights under the UCMJ and federal law.